in Locum Vacancies

Capital Markets Compliance Analyst – Quasi Legal Role in London. 3 months

A new vacancy has arisen with an investment bank in central London as follows.

Capital Markets Compliance Analyst sought on temporary 3 month basis by an investment bank based in London. They are looking for someone able to provide compliance advice and support in relation to the fixed income/equities sales and trading businesses, together with business development projects, assist with the maintenance of internal compliance policies, resolve issues arising from internal and external investigations, track daily transactions, provide face to face training to trading desks and floor training. Graduate level as a minimum. You must have direct experience of using monitoring and surveillance systems (NiCE Actimize a bonus), exposure to providing support to sales & trading activities and 2 years experience working in an investment firm, regulatory body, exchange or similar. When applying please make sure you have made clear your suitability for the role.

This is almost certainly at paralegal/non-qualified level.

Jonathan Fagan is a legal recruitment consultant for Interim Lawyers and Managing Director of Ten-Percent.co.uk Limited. "I have been recruiting solicitors and legal support staff for law firms and in house legal departments for over 16 years. I am a non-practising solicitor, on the Roll since June 2000, and also a director of the Ten-Percent Group of Legal Recruitment websites. I also regularly comment on legal recruitment via my blog http://www.legalrecruitment.blogspot.co.uk. Interim Lawyers is the specialist locum arm of the Ten-Percent group and we have over 700 locums on the books. We can usually keep our locums busy throughout the year, although it does very much depend on the market. Get in touch with me to register assignments or look for locum work."